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OPEN AN ACCOUNT
FIXED INCOME COUNTERPARTIES

THE FOLLOWING ARE REQUIRED FOR FI COUNTERPARTIES TO OPEN AN ACCOUNT
KYC Documents

  • Certificate of Incorporation

  • Commercial License / Trade License

  • Regulatory License

  • Articles of Association/M&A

  • SSIs (Standard Settlement Instructions)

  • List of Directors

  • Valid Passports for Directors (Certified True Copies)

  • List of Authorized Traders

  • Latest Audited Financial Statements

  • List of Ultimate Beneficial Owners (Shareholders) Holding 5% and Above

  • Valid Passports for Beneficial Owners (Shareholders) Holding 5% and Above (Certified True Copies)

  • Trade Confirmations Email Distribution List

  • VAT Registration Certificate (For UAE clients only)

  • Proof of Address for all the Directors (Recent within last 03 months of account opening date) - (Certified True Copies)

  • Proof of Address for all the Ultimate Beneficial Owners  (Recent within last 03 months of account opening date) - (Certified True Copies)

AGREEMENTS & FORMS

  • FATCA Form - W8BEN-E (If the client acting as prop only)

  • FATCA Form - W8IMY (If the client acting on behalf of end clients)

  • AML - Wolfsburg Questionnaire

NOTES

  • ​Please be kindly advised that we will be requesting for additional documents that will be required for us to complete the onboarding process.

SEND US YOUR DOCUMENTS

Send us your complete set of documents to mid-office@gtnme.com with a header “Account Opening – <Your Name>”.
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