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OPEN AN ACCOUNT
INSTITUTIONAL CLIENTS

PROCESS FLOW

Introduction
Documentation
Agreement
Setup & Configuration
Workshops & User Training
Funding / Limit Setup
Trading

Introduction with the Relationship Manager and the GTN ME DIFC Client On-Boarding Team

Required KYC Documents and Agreements to be submitted to the GTN ME DIFC Client On-Boarding Team

All required agreements to be signed off by both parties

System setup and configurations to be done based on the agreements

Client teams to be made familiarized with the systems and business processes

Client to fund the account or request for trading limits

Commence trading

THE FOLLOWING ARE REQUIRED FOR INSTITUTIONAL CLIENTS TO OPEN AN ACCOUNT
KYC Documents

  • Certificate of Incorporation/Valid Commercial Register

  • Valid Commercial License / Trade License

  • Valid Regulatory License

  • Memorandum and Articles of Association

  • Latest Audited Financial Statements

  • List of Board of Directors

  • Valid Passport/ ID copies of Directors (Certified True Copies)

  • Board Resolution with the List of Authorized Signatories with their signature specimen

  • Valid Passport/ ID copies of authorized signatories (Certified True Copies)

  • Company’s ownership/control structure

  • List of Ultimate Beneficial Owners Holding 5% and Above

  • Valid Passport/ID copies of Beneficial Owners Holding 5% and Above (Certified True Copies)

  • List of Authorised Traders

  • Standard Settlement Instructions (SSIs)

  • Trade Confirmations Email Distribution List

  • VAT Registration Certificate (For UAE clients only)

  • Proof of Address for all the Directors (Recent within last 03 months of account opening date) - (Certified True Copies)

  • Proof of Address for all the Ultimate Beneficial Owners  (Recent within last 03 months of account opening date) - (Certified True Copies)

AGREEMENTS & FORMS

  • GTN ME Brokerage Services Agreement (Institutional Clients)

  • CRS Entity Form

  • FATCA Form - W8BEN-E (If the client acting as prop only)

  • FATCA Form - W8IMY (If the client acting on behalf of end clients)

  • Wolfsberg Group Financial Crime Compliance Questionnaire

  • QI/ ADR Documents (If the client is trading Omnibus in US Markets for the underlying clients)

  • GTN ME – Institutional Account Application Form & Annexure A

Notes

  • Please be kindly advised that we will be requesting for additional documents that will be required for us to complete the onboarding process.

  • This link only contains the GTN ME Brokerage Services Agreement, additional agreements will be shared by email upon request.

SEND US YOUR DOCUMENTS

Send us your complete set of documents to mid-office@gtnme.com with a header “Account Opening – <Your Name>”.
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